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The SEC has leveraged 30 enforcement actions to date against firms failing to comply with recordkeeping requirements.
Hochschild will serve in an advisory role at the company until the end of the year to ensure a smooth transition.
A handy round-up of the recent funding endeavours of fintech companies across the globe.
Irfan Hussain joins LSEG from Goldman Sachs, where he has worked since 1995.
The integration is also set to extend to Naga’s e-payments solution, Naga Pay.
MarketAxess aims to accelerate the development of quantitative execution algorithms for fixed-income products.
David Robert Baxendale and Edward John Macnamara have been appointed as joint administrators.
According to an FCA filing, Jordan Sinclair has been appointed as UK chief executive for Robinhood.
The announcement follows JFS’s recent demerger from Reliance Industries.
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The integration seeks to provide wealth managers with the tools needed to boost their digital transformation.
Leavy joins the company following a decade-long stint at US financial services firm SEI.
Jana has gone live with the solution in an effort to streamline and automate its operational processes.
Laser says the deal will help bring cross-asset post-trade capabilities to institutional digital asset investors.
Explore thousands of open roles on the FinTech Futures Job Board today.
Nucoro’s offering will be incorporated into the Backbase Engagement Banking platform.
It will use the funding to accelerate growth, expand into the US market, and to expand its team.
Here’s our pick of five of the top news stories from the world of finance and tech this week.
This year’s FinovateSpring conference has put digital transformation and innovation at the top of the agenda.
With the partnership, the bank aims to retain existing client deposits and attract new retail bank customers.
Apply to become a judge for the Banking Tech Awards 2023!
Our weekly fintech round-up for you to get the latest funding news from around the world.
Kakao Pay has acquired a 19.9% stake in the US firm and plans to buy an additional 31.1%.
This year’s ceremony will be held on 30 November 2023 at the Royal Lancaster Hotel, London.
Hackett was most recently president of BMO’s wealth management division in the US.
Here’s our pick of five of the top news stories from the world of finance and tech this week.
GreenSky was acquired by Goldman in 2021 for $2.24bn to furnish its Marcus banking app.
The new funding follows a previously undisclosed $110 million Series C round in November 2021.
Here’s our pick of five of the top news stories from the world of finance and tech this week.
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Here’s our pick of five of the top news stories from the world of finance and tech this week.
Credit Karma’s users will be given a full picture of their financial status to help them plan their future.
Accounts will be closed on 6 April 2023, with customers instructed to withdraw all funds before that deadline.
The round was led by Pivot Investment Partners and UBS via its venture arm UBS Next.
Fintech Business Weekly reports the firm is raising $50m at a $1.8bn valuation, a 28% decline in value.
The funding saw participation from new investors Investissement Québec and the government of Québec.
LifeSync, available from March, will sit within the Wells Fargo mobile app.